Regulatory Watch: Asset Management Q4 - 2018

Author:Ms Hannah Rossiter
Profession:Duff and Phelps
 
FREE EXCERPT

In this edition of Regulatory Watch, the experts in Duff & Phelps' Paris Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by France's Autorité des marchés financiers affecting the asset management industry during the fourth quarter of 2018.

Highlights include:

AMF president's speech: nine months since the entry into force of MiFID II and the post-Brexit relationship with the UK Closing speech of the AMF president Rules of good conduct when AIFs or UCITS are marketed by Asset Management Companies Shareholders' rights and voting at the General Meeting Marketing of complex financial instruments The AMF updates its policy on voting at General Meetings Questions-Answers on the rules applicable to financial investment advisers Agreements concluded by investment service providers with non-professional clients regarding...

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